Getting to grips with legal risk in investment compliance


Pauline Ashall of Linklaters discusses the new compliance challenges that asset management firms are facing, and outlines the steps executives can take to mitigate legal risk

Few of us need reminding that the asset management industry is facing tremendous challenges at present, not least in investment compliance. If mishandled, it can cost a great deal of money to put right, generate very damaging publicity and result in regulatory action being taken. Before dealing with the legal risks and how

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