Sarbanes-Oxley requirements could complement Basel compliance

During a recent operational risk roundtable held by Celent Communications in New York, some participants raised the issue of overlap between section 404 of Sarbanes-Oxley and proposed reporting requirements under Basel II, which seemed to echo overlap concerns banks expressed regarding Sarbanes-Oxley and the Federal Deposit Insurance Corporation’s (FDIC) Federal Deposit Insurance Corporation Improvement Act (FDICIA) of 1991, which also address internal control requirements, reported by

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