Henry Hu drives change at the SEC

The game changer


In contrast to the Securities and Exchange Commission’s (SEC) other four frontline
divisions – enforcement, trading and markets, investment management, and corporation finance – Risk Fin, its new division of risk, strategy and financial innovation, was intended to be a think tank, supporting the agency’s new duties in overseeing systemic risk and complex financial instruments. This was a response to the SEC’s recognition that it had fallen behind the industry in product innovation, says Henry Hu

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: