Operational Risk & Regulation - Volume 12/Issue 9
Articles in this issue
Op risk overhaul coming at Axa
More than capital
Regulators move to impose AMA capital floors
Floor flaws
Wave of new regulation brings inconsistencies and loopholes
Divergent paths
SEC freezes $32.5 million of Swiss entities' assets
Court favours insider-trading suspicions in Arch Chemicals case
Aviva Europe appoints new chief risk officer
Doug Brown joins insurer
DTCC appoints new group chief risk officer
Noel Donohoe will head ERM, op risk and systemic risk teams
BoA appoints Laughlin as chief risk officer
Replaces Bruce Thompson, who becomes chief financial officer
SEC commissioner Casey steps down
End of term for longest-serving US regulator
Berg new CRO at Swedbank
Crisis specialist Berg takes over as chief risk officer at Swedish bank
NCUA sues Goldman Sachs for $491 million
Bank mis-sold mortgage-backed securities to credit unions, regulator says
SEC obtains restraining order against Select Asset Management
$52 million fraud misused investor capital, SEC claims
EDF Energy: effective op risk management at a nuclear power station
Powerful knowledge
Interbank settlements: the cash must flow
The cash must flow
Operational risk data finds fraud and losses falling
Operational risk data, September 2011
