Operational Risk & Regulation - Volume 11/Issue 10
Articles in this issue
European banks more worried about OFAC than local regulators
European banks more worried about OFAC than local regulators
SEC mandate over rating agencies strengthened by Dodd-Frank
Closure of SEC investigation into Moody's demonstration of the regulator's new powers under Dodd-Frank
Solvency II: op risk standard approach capital too high under QIS5, says UK insurer
Questions remain on the calibration of capital requirements for operational risk under Solvency II's standard formula.
Cost of op risk failings rising
Outlook: fines
UK FSA hits Goldman Sachs with £17.5 million reporting fine
UK FSA hits Goldman Sachs with £17.5 million reporting fine
US SEC and Citigroup defend $75 million subprime settlement
US SEC and Citigroup defend $75 million subprime settlement
New Jersey adviser charged with multimillion-dollar fraud
New Jersey adviser charged with multimillion-dollar fraud
Brokerage firm penalised for illicit high-frequency trading
Brokerage firm penalised for illicit high-frequency trading
French banks fined for collusion in setting processing fees
French banks fined for collusion in setting processing fees
IIF: Pay rates too biased towards front office
IIF: Pay rates too biased towards front office
Bribery Act raises corporate liability questions
Bribery Act raises corporate liability questions
UK restructure could create scary superpower
UK restructure could create scary superpower
IOR: Governance structures crucial to op risk management
IOR: Governance structures crucial to op risk management
People moves in the op risk industry
Changing Hats
Germany leads the way on the AMA
The AMA machine
Study sheds light on why and how op risk errors happen
The ways of our errors
Op risk responsibility: The buck stops with everyone
A problem shared...
Tracking op risk losses and regulatory changes
Operational Risk & Regulation data, October 2010
