Operational Risk & Regulation - Vol 6 No 1
Articles in this issue
Three cheers for Callum McCarthy
EDITORIAL LETTER | ELLEN DAVIS
CAD makes slow progress through Parliament
REGULATORY UPDATE
Progress report due on KRI project
MEASUREMENT ADVANCES
Basel II recalibration for 2006 QIS5
COVER STORY
Boston Federal Reserve puts conference details online
MEASUREMENT ADVANCES
Seeking direction on corporate actions
CORPORATE ACTIONS PROCESSING RISK
Why Coso is flawed
INDUSTRY VIEWPOINT COSO
MAS overhauls money laundering paper
ANTI-MONEY LAUNDERING
Has Asia got the balance right?
SPECIAL FOCUS EMERGING MARKETS
US publishes National Response Plan
BUSINESS CONTINUITY
Briefs
REGULATORY UPDATE
SEC considers easing Sarbanes burden
CORPORATE GOVERNANCE
KRIs: the op risk early warning system
MEASUREMENT KRIS
Accounting firms rapped by PCAOB
REGULATORY UPDATE
Emerging markets failing to plug into AMA
Regulatory News
Briefs
BUSINESS CONTINUITY
Fed’s Bies puts emphasis on qualitative approach
CORPORATE GOVERNANCE
FSA releases Basel II information
REGULATORY UPDATE
OFAC report ‘will satisfy SAR requirement’
ANTI-MONEY LAUNDERING
SEC expands data warehousing capability
BUSINESS CONTINUITY
CESR releases credit agencies regulation concepts
REGULATORY UPDATE
RDUG and Adobe create corporate actions tool
MANAGEMENT INTELLIGENCE
Briefs
ANTI-MONEY LAUNDERING
SEC to oversee US hedge funds
REGULATORY UPDATE
New corp gov subgroup for Basel
COVER STORY
Changing hats
MEASUREMENT ADVANCES
EU regulators look to strike right home-host balance
REGULATORY UPDATE
How op risk mitigants affect regulatory capital
IMPLEMENTATION MITIGANT ANALYSIS
VRXML protocol falling out of favour
MANAGEMENT INTELLIGENCE
Losses & lawsuits
LOSS DATABASE
Briefs
MEASUREMENT ADVANCES
Briefs
REGULATORY UPDATE
EC’s McCreevy looks to integration
REGULATORY UPDATE
What's happening and when
WHAT'S COMING AND WHEN
