Operational Risk & Regulation - Vol 4 No 8
Articles in this issue
Singapore finalises guidelines
REGULATORY UPDATE
Basle's Revamped Capital Rules Hit OP Risk Snag
METHODS & REGULATIONS
Is Black-Scholes Sufficient To Manage LEAPS' Interest Rate Risks
VENDORS & SERVICES
Disaffection for Sarbanes-Oxley rises with compliance efforts
REGULATORY UPDATE
Flurry of activity at the PCAOB
REGULATORY UPDATE
Overseas banking impacted by US Patriot Act’s AML provisions
ANTI-MONEY LAUNDERING
Mutual fund industry will incur significant AML costs
ANTI-MONEY LAUNDERING
Zions Bank goes it alone
IMPLEMENTATION OUTLOOK
What’s coming, and when
REGULATORY UPDATE
AML tech spending set to soar
ANTI-MONEY LAUNDERING
Spitzer charges proposed SEC bill with curbing states’ power
REGULATORY UPDATE
BACK OFFICE
BACK OFFICE
GARP GAB
GARP GAB
Cad text horrifies credit agencies
REGULATORY UPDATE
FSA study shows wide gap in firms’ op risk frameworks
IMPLEMENTATION OUTLOOK
CP189: the FSA yet to clarify rules for key op risk issues
REGULATORY UPDATE
Bank One Adopts Models for OTC Contracts
FRONT PAGE
US investment banks create myriad problems for Basel II
REGULATORY UPDATE
Losses and lawsuits
LOSS DATABASE
Theoretics Pushes For Fixed Income Supremacy
FRONT PAGE
Op risk glossary
REGULATORY UPDATE
VaR Optimizer Reduces Monte Carlo Burden
FRONT PAGE
IMF tells HKMA to focus on op risks and corporate governance
REGULATORY UPDATE
FSA hires two for op risk team
REGULATORY UPDATE
Technology Briefs
TECHNOLOGY
RMO Q&A
RMO Q&A
JOB CYCLE
JOB CYCLE
Moody’s preparing pan-European bank operational risk report
IMPLEMENTATION OUTLOOK
Murky UK AML picture awaits regulatory clarification
ANTI-MONEY LAUNDERING
Cohesive Hedge Strategy Offsets Risks Associated With FASB 133
VENDORS & SERVICES