Operational Risk & Regulation - Operational Risk & Regulation November 2012
Articles in this issue
Sponsored webinar: IBM
Achieving Solvency II compliance while increasing business performance
Tools for fraud prevention
Non-criminal responses to fraud, in many instances, can result in faster and more effective resolution of cases. Yet many firms are unaware of the full range of sanctions at their disposal
Culture, acquisitions and regulation at Scotiabank
An acquisitive spirit
Changing hats - November 2012
Arrivals and departures in the operational risk and regulation businesses
Contract risks: getting it right
Contractual obligations
Problems multiply in sanctions compliance
Sanctions lift on Burma and tighten on Syria and Iran, creating risks in both areas
Adoboli trial explores complicity and culture at UBS
Testimony in rogue trading trial exposes slips in risk management
Range of practice in operational risk measurement
Rocky path to convergence
Beating the clock on fraud
Internal fraud is rising, and investigating it can bring more problems - Nick Kochan looks at the traps to avoid
Banks pull back in face of RDR costs
The devil's in the retail
Fraud losses drop for US banks
Fraud losses drop for US banks
