Setting the tone for fraud

Alexander Campbell

Fraud and dishonesty are the focus of much of the magazine this month. The trial of accused UBS rogue trader Kweku Adoboli was still under way as Operational Risk & Regulation went to press - a verdict is due on November 1, but the court has already heard startling testimony of poor record-keeping, inadequate risk management and flaws in supervisory systems (see pages 12-13).
We also look at the process of investigating a fraud - Evershed's Mark Surguy looks at the tools available to companies

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Investment banks: the future of risk control

This survey report explores the current state of risk controls in investment banks, the challenges of effective engagement across the three lines of defence, and the opportunity to develop a more dynamic approach to first-line risk control

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