Skip to main content

FSA Timetable Adjusts to MiFID Schedule

In an effort to follow the European Commission's MiFID timetable, the Financial Securities Authority has established a schedule for its consultation program.

The FSA will publish a consultation paper in the second quarter of this year on systems and controls, setting out a single body of requirements in this area arising from both the Capital Requirements Directive (CRD) and MiFID.

A consultation paper in the third quarter will cover provisions on market transparency, transaction reporting, authorization and permissions, and enforcement and cooperation

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Want to know what’s included in our free membership? Click here

Show password
Hide password

Emerging trends in op risk

Karen Man, partner and member of the global financial institutions leadership team at Baker McKenzie, discusses emerging op risks in the wake of the Covid‑19 pandemic, a rise in cyber attacks, concerns around conduct and culture, and the complexities of…

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here