Briefs
NYSE slaps Morgan Stanley – Morgan Stanley has been fined $19 million by the New York Stock Exchange (NYSE) regulation division for a range of charges, from failing to supervise two former employees who misappropriated approximately $60 million from the firm and its customers, to failure to deliver prospectuses to customers in registered offerings. "It seems I get a press release from the NYSE about some arbitration settlement every couple of days. It’s sad that this isn’t bigger news, but this
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