News
SEC rules against non-transparent active ETFs
Regulator blocks BlackRock and Precidian's request in landmark ruling
UK markets review focuses on FICC structure and conduct
Fair and Effective Markets Review highlights causes of FICC market misconduct
Manage Asia derivative risk locally, says Bank of England
Offshore booking may result in weak regulatory oversight – UK regulator
Economic pressure threatens ethics – Nestle risk head
Rigorous training the only cure for complacency, says Marc Schaedeli at Risk USA
Securing exits and vital targets key to cyber defence
Companies must prepare for inevitable intrusion, says RBS infosec head
Eurex CEO slams European clearing mandate delay
Global nature of OTC derivative markets calls for a synchronised approach
CME rule hurts FX broker business, say participants
New rule 538 squashes certain off-exchange contracts
Asia needs regional securities depository within five years
Enough collateral in the system for now – but this will change
Japan FSA: cross-border recognition process too slow
US and Europe must recognise third-country rules as equivalent sooner
LNG market participants shun Japanese forwards
Contract hit by lack of interest and fears over pricing methodology
Russia limits swap reporting scope
Dealers cheer decision to limit affected counterparties
Focus on risk culture is ‘remaking’ the banking system
Banks and regulators face new risk culture challenges
Bank of England disaster protocol questioned
Weaknesses highlighted after payment system failure
BoE researchers flag potential flaws in CCP default funds
Paper proposes refinements to 'cover two' standard
'I caused the 2008 recession', says ex-CFTC commissioner
Bart Chilton, DLA Piper adviser, slates regulators for their role in crisis
EU stress tests see €46bn trading loss for G-Sibs
Estimated losses are lower than in last crisis, analysts say
Financial entity definition worries US utilities
Dodd-Frank provision could force some firms to clear derivatives
'Revolving door' unique to financial regulators
Regulators in other sectors more likely to stay in public service
Markit venture is first casualty of US swap flop
Clearing credit hub closes, with Markit citing disappointing Sef volumes
Swiss trade bodies issue new transparency guidelines
SSPA and SBA update rules on fees and prospectuses
PRA: internal model insurers need a ‘plan B’
Firms must prepare in case their models are rejected, says regulator
25 banks fail ECB stress check on financial health
Finances still need to be fixed across the EU, tests find
Esma gets tough on trade identifiers in new Emir fix
Previously suggested process for UTIs now "should" be followed
Fed reassures US banks on adverse scenario choice criteria
2015 stress test plans released with milder 'adverse' scenario