Communications surveillance in financial markets

 

The panel

• Lisa Roth, Regulatory consultant, Saifr
• Lore Aguilar, Managing director, global head of Surveillance Intelligence Unit, TD Securities
• Justin Gallo, Global head of surveillance, Northern Trust Asset Management
• Andrew Harrison, Managing director, head of Americas, front office conduct surveillance, BNP Paribas
• Moderator: Sakshi Sharma, Commercial editor, Risk.net
   

This Risk.net webinar examines how financial institutions are responding to an escalating enforcement environment around electronic communications surveillance, and what it takes to build programmes that satisfy regulators, leverage artificial intelligence responsibly and stay ahead of emerging risk.

In this webinar, we uncover:

• How communication surveillance has evolved over the past 10 years, and what this looks like in 2026
• How regulatory expectations are shaping communications surveillance priorities, and the implications this has for resourcing and investment decisions
• How voice-to-text integration is emerging as one of the most practical and high-impact tools for firms to broaden surveillance coverage without building entirely new systems
• How the industry is grappling with AI model explainability as regulators increasingly demand that firms understand and defend the tools they use to monitor communications.

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