Distributor-investor principles draft released by trade associations

“The principles provide common sense guidance on how firms can continue to enhance services targeted toward a growing number of individual investors,” says Timothy Hailes, managing director and associate general counsel at JP Morgan Chase in London who is chairman of the joint-associations working group that developed the principles.

The JAC comprises European Securitisation Forum (ESF), International Capital Market Association (ICMA), London Investment Banking Association (Liba), the

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