Update: HK SFC commences formal investigation into Minibond misselling

The SFC’s investigation will look at the conduct of the three SFC-licensed distributors of Lehman Brothers-related retail structured notes. In addition, the SFC will examine whether any facts, matters or circumstances that should have been disclosed to the SFC were not disclosed by the Minibond issuers and their advisers at the time the offer prospectuses and marketing materials for each series of Minibonds were submitted for vetting.

“Having conducted several meetings with Minibond investors in

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