Buy side faces increased op risk scrutiny

Panellists included Caxton Associates director of business management Monique Miller, Obex Securities president Randy Katzenstein and Fidelity Investments vice-president of firm-wide risk Charles Fishkin.

Fishkin addressed the issue of the extent to which op risk issues differ - or, more pertinently, do not differ - between buy- and sell-side institutions. "Fundamentally, there isn’t a lot of difference," he said. "There are certain differences, but they are more subtle than substantive. If

To continue reading...

You need to sign in to use this feature. If you don’t have a account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: