Lotsoff automates compliance with Dataware's PTAconnect
Lotsoff Capital Management, a $3.5 billion investment manager active in equities, traditional fixed income and hedge fund strategies, has implemented Dataware Solutions' PTAconnect web-based personal trading compliance system.
Lotsoff opted for Dataware's system in order to automate employee transaction surveillance and reporting without having to develop or install more expensive IT components.
Rich DeMatteo, chief
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