Trade associations release draft distributor-investor principles


"The distributor-individual investor relationship should deliver fair treatment of the individual investor," according to the latest release from the five trade associations that form the Joint Action Committee (JAC). "Individual investors need to take responsibility for their investment goals and to stay informed about the risks and rewards of their investments," continues the exposure draft which was published on May 12.

The new release follows in the wake of the Retail Structured Products Prin

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