Fishkin leads the SEC’s new risk group

Navroz Patel
01 Aug 2004

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Charles Fishkin, a former member of Fidelity Investments’ firm-wide risk group, has joined the US Securities and Exchange Commission (SEC) to spearhead its new Office of Risk Assessment (ORA).

SEC chairman William Donaldson’s initiative on risk assessment got under way shortly after he joined the regulator in February 2003. The ORA’s remit is to manage the SEC’s overall risk assessment programme and co-ordination of all risk-related activities – including the various task forces created in

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