Risk management/Operational risk
Slater to join Standard Chartered as group head of operational risk
Peter Slater leaving CLS to take up op risk role at Standard Chartered
Fatca reciprocity splits industry opinion
Reporting requirements such as those under Fatca reciprocity make waves and divide opinion in the industry
Volcker compliance-responsibility aspect splits legal opinion
Volcker rule requirements for chief executive compliance responsibility called into question
Beware of data leverage
Beware of data leverage
Questions raised over FSA twin peaks structure
FSA begins its ‘twin peaks’ approach, but some participants say questions remain over how the new structure will work
Special report: Operational risk
For energy traders and risk managers, operational risk extends far beyond IT and trading-systems risk to the real-world fundamentals of delivery risk, shipping delays, pipeline congestion or even a cyber attack on the power grid.
Dexia rejected AMA over uncertain capital relief
Public finance specialist rejected AMA prior to break-up, finding capital benefit might not offset costs, but fellow Belgian bank BNP Paribas Fortis argues in favour of op risk modelling
Energy trading firms keen to improve ETRM reporting
Reporting progress
Cifas data shows identity theft rose in 2011
Operational risk data
The machine stops
Editor's letter
The ORR 20: Software rankings 2012
Convergent paths
Basel III commitment in question, says ex-committee member
The ongoing crisis in Europe is casting doubt over Basel III framework, says a former Basel Committee member
Mitigating op risks for CCPs post-crisis
To the rescue
OpRisk North America: Right culture is critical, conference hears
Getting the risk culture right at a financial institution is critical to op risk – but speakers acknowledge that is far from easy
OpRisk North America: Too much confidence in risk models, OCC’s Levonian warns
OCC regulator warns risk managers to re-examine data integrity and be wary of model risk
Managing operational risk at commodity trading firms
Managing operational risk
Goldman Sachs' resignation linked to 'hypocrisy'
Goldman Sachs' treatment of clients not unusual, psychologist says
Derivatives blamed for Goldman Sachs' 'toxic' culture
Resignation letter links derivatives trade to moral collapse at bank
Fatca passthru payments to be simplified, expert says
Fatca passthru payments need to be scaled back, according to one industry expert
SEC AML initiative not clearly defined, lawyer warns
SEC/CFTC Capital Markets Working Group could be "just another talking shop"
Central clearing - challenges and progress: part 2
Diana Chan, chief executive of EuroCCP, talks to Jessica Meek on interoperability in cash equities and OTC derivatives
Volcker to be implemented through trial and error, expert warns
US regulators' 'heuristic' process for implementing the Volcker rule is called into question
Central clearing - challenges and progress: Part 1
EuroCCP's Diana Chan talks to Jessica Meek on the issues facing the clearing industry