Managing governance, risk and compliance

  • Operational risk, Regulation, governance and compliance
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Key reasons to attend

  • Embed governance, risk and compliance (GRC) into creating credible risk management

  • Explore the developments of operational, credit and climate risk for the financial services industry

  • Understanding supplier management and third-party vendors

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Customised solutions

Does your team require a tailored learning solution on this or any other topic?

Working with the portfolio of expert tutors and’s editorial team, we can develop and deliver a customised learning to make the most impact for your team, from initial assessment to final review. 

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About the course

This interactive learning event offers a thorough understanding on managing GRC through the exploration of operational, climate and cyber risks.

Participants will familiarise themselves with the developments of financial risk, audit and compliance including the objectives of financial services regulation and enhancing corporate governance, considering the Bank for International Settlements’ (BIS’) principles.

The course also explores operational and climate risk, and participants will receive updates from the BIS on future developments in the financial service industry.

Borderless virtual experiences and new markets are concluded in one session, in which participants will gain an understanding of best practices of ESG reporting and leveraging risk management policies, processes and controls.

Flexible pricing options:

  1. Early-bird rate - book in advance and save $200 

  2. 3-for-2 group rate - book 3 delegates for the price of 2 and save over $2000 

  3. Season tickets - book a team of 10 or more and save up to 50%

Learning objectives

  • Identify risk posture for suppliers, vendors and business partners

  • Manage existing and revised three lines of defence outlined by the Institute of Internal Auditors

  • Conduct impactful op, credit and climate risk management

  • Identify emerging compliance risks associated with the real and virtual worlds

  • Adapt climate and environmental, social and governance (ESG) risks to GRC

  • Assess the current state of cyber risk management

Who should attend

Relevant departments may include but are not limited to:  

  • Risk management 

  • Governance  

  • Internal audit 

  • Compliance  

  • Operational risk  

  • Climate risk  

  • Governance 

  • Regulators  

  • Consultants 


October 10–12, 2023

Live online. Timezones: Emea/Americas


  • Supplier management and third-party vendors

  • The three lines of defence (3LoD) 

  • Operational risk

  • Climate risk

  • Emerging risks in compliance

  • Cyber resilience and security

View detailed agenda


Daniel Garcia

Head of governance, risk and compliance

Tori Global

Julien Haye

Managing Director


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Julien provides independent risk consultancy and advisory services, specialising in helping organisations to navigate complex regulatory and risk landscapes. With over 23 years of experience in the financial service industry, he is a commercially astute risk expert who understands the vital connection between people, culture and effective risk management. Throughout his career, he has held diverse roles, from front-office trader to chief risk officer and transformation leader, giving him a unique perspective on the intersection of human behaviour and risk assessment. Beyond his professional roles, he is a public speaker and writer, passionate about sharing his expertise on risk management. In his upcoming book, he delves into the critical connection between risk management practices and creating psychologically safe workplaces.

Navin Rauniar Risk Learning Faculty

Partner / Co-chair

Tata Consultancy Services / PRMIA

View bio

Navin Rauniar leads the Libor transition initiative of Tata Consultancy Services’ banking, financial services and insurance business unit. He has 18 years of industry experience assisting large investment banks and capital market clients in responding to risk and regulatory requirements.

Rauniar has significant experience working on cross-functional programmes spanning front office, risk, finance and compliance groups and speaks regularly at Libor transition events. He holds a bachelor’s degree in social sciences and economics from Brunel University in London.

Pre-reading materials

The resources below have been selected to enhance your learning experience:

  • Top 10 operational risks for 2022 - Read article

  • Weather, or not: is climate risk just part of credit risk? - Read article

  • Banking regulator: beef up security in Covid-19 remote working era - Read article

A subscription will provide you access to these articles. Alternatively, register for free to read two news articles a month.


October 10–12, 2023

Online, Emea/Americas


Book now

Enquire about:

  • Agenda and registration process
  • Group booking rates
  • Customisation of this programme
  • Season tickets options

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