SEC’s ORA mission and structure outlined

Regulatory Update

Announcing the formation of the ORA in early July, SEC chairman William Donaldson named Charles Fishkin as director. Fishkin, a former vice-president for firm-wide risk at Fidelity Investments in Boston, will manage the overall risk assessment programme, reporting directly to the SEC chairman.

Donaldson said: "The Office of Risk Assessment, and the important groundwork we’ve laid for this critical initiative, will help the agency ensure a process whereby senior managers at the Commission have

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