Regulators could focus on ETFs after UBS losses

stockmarket

Investigations continue into the rogue-trading loss earlier this year at UBS. The UK Financial Services Authority (FSA) and the Swiss Financial Markets Supervisory Authority (Finma) remain quiet about the progress of their joint inquiry into the apparently unauthorised trades that lost the Swiss bank a total of $2.3 billion. The parallel internal inquiry commissioned by UBS itself, led by senior independent director David Sidwell, and assisted by two other UBS directors – former Swiss Re chief

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

If you already have an account, please sign in here.

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: