Trade bodies draft structured product guidelines for retail investors
Five major trade bodies have teamed up to offer a 10-step guide on the types of principles structured product providers and distributors should consider when offering these instruments to retail investors, including high-net-worth individuals.
The non-binding principles are relevant for combinations of various cash and/or derivatives assets and are intended for global application, including Asia.
The principles stipulate that retail distribution should take place through intermediaries and never
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