FSA and CESR make preparations for Mifid

LONDON - The UK Financial Services Authority (FSA) has published a policy statement and handbook text that finalises its transposition of the Markets in Financial Instruments Directive (Mifid) for FSA-regulated firms and markets ahead of the EU deadline of January 31.

The Committee of European Securities Regulators (CESR) is also out with the first of its Level 3 recommendations for the implementation of Mifid, concerning record-keeping and the publication of market data. Alongside this, CESR has launched consultation papers on best execution and transaction reporting.

On the positive side, industry players now have a wealth of information on which to base their implementation decisions. And vendors, waiting on the sidelines for too long, can now begin to

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options


Want to know what’s included in our free membership? Click here

This address will be used to create your account

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here