The regulatory minefield


FSA regulation, Sarbanes-Oxley, Money Laundering Regulations 2007, Basel II, Mifid, Data Protection Act 1988, the Companies Act 2006 - compliance requirements are competing with other and affecting financial services firms on a daily basis. The financial services environment is evolving constantly - products are becoming more complex, regulation is becoming more onerous and the cost of compliance is rising. At the same time, the global risks of non-compliance are on the increase. Regulators are

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