Operational Risk & Regulation - Vol 9 No 8
Articles in this issue
Losses & Lawsuits
Losses and Lawsuits
A new prudence
Comment
Scaling in op risk data
Measurement
Crisis of faith
Regulatory News
European Parliament proposes EU financial regulator
Regulatory News
The Feds are coming
Regulators in the US are cracking down on banks in their stringent anti-money laundering campaign. Nick Kochan looks at the civil penalties being imposed on financial institutions and wonders whether they are entirely justified
US Treasury gives more power to the Fed
Regulatory News
Spanish sensibility
BBVA's global head of operational risk, Jordi Garcia, takes a pragmatic, hands-on approach to managing the Spanish bank's op risk. Duncan Wood talks to this veteran of the industry about the unique quality of Spanish loss data, Basel II and life at the…
SEC to investigate malicious rumours
Regulatory News
Laundering goes virtual
Multiplayer sites such as Second Life might have started out as a bit of innocent fun, but the potential for criminals to use them for underhand financial means demands serious consideration
The tip of the legal iceberg
Legal Beat
International financial regulation centre planned
Regulatory News
You've got mail
Emails are increasingly being used (and demanded) as evidence by US courts, and the implications of this are rippling around the globe. Ellen Davis looks at what international firms need to be doing with their email to ensure they can handle the changing…
US regulators seek comment on Basel II
Regulatory News
Changing hats
Changing Hats
FSA plans to get tough over December TCF deadline
Regulatory News
All under control
Jeff Roth and Wally Musegades outline how it is possible to reduce exposure through active control management, and for the op risk function to make a positive contribution to business results
