Operational Risk & Regulation - Feb 2016
Articles in this issue
Asset managers advance operational risk programmes
Independent asset management firms catching up with bank- and insurance-owned peers
Operational risk: what do the regulators expect?
Ariane Chapelle offers some advice on how to avoid unnecessary scrutiny from supervisors
Integrating KRI frameworks into risk assessments
Sponsored webinar: MetricStream
Banks say take-up of KYC utilities needs to improve
"Critical mass" needed before risk management benefits can be realised, firms say
Deferred bonuses won't curb risk-taking, research finds
Malus could be a more effective tool to influence risky behaviour, says author
Talent drought threatens risk management, say firms
“Most acute shortages” are in operational risk, say recruitment consultants
The client onboarding challenge: Getting to grips with 2016’s AML and KYC compliance risks
Sponsored webinar: Thomson Reuters
Banks left little time to amend ‘bad apples’ rules before SMR
Personal accountability rules will also see rise in internal attestations and impact on recruitment
Nasdaq appoints Adena Friedman as chief operating officer, and other recent job news
Other news: Oric International; Investors Bank; Deutsche Bank; Aldermore; Ally Financial; Systemic Risk Council
Top five losses: JP Morgan fined for mis-advising, London Whale
Latest data on op risk losses from SAS (to December 31, 2015)
Top 10 Operational Risks for 2016
Risk.net presents the Top 10 Operational Risks of 2016, as chosen by risk practitioners
Cyber risks are silent, deadly and often mundane
Fear of submarine-like attack overshadows more dangerous, less scary cyber threats
