HK SFC posts list of unlisted retail structured products
The Hong Kong Securities and Futures Commission (SFC) has posted a list of unlisted retail structured products on the InvestED website as a reference for investors. The list contains a brief description of the product type, the underlying assets and the total issue size or outstanding amount. In the case of products issued by special purpose vehicles, the list also sets out details of their ultimate counterparty. Unlisted retail structured products include equity-linked deposits, equity-linked notes, equity-linked investments, credit-linked notes, fund-linked notes, commodity-linked notes and index-linked notes.
The list only includes retail structured products for which offer documents and marketing materials were authorised for issue by the SFC. Structured products sold through private placement, or those for which documents have not been authorised by the SFC are not included in the list.
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