Journal of Operational Risk
ISSN:
1744-6740 (print)
1755-2710 (online)
Editor-in-chief: Marcelo Cruz

Implementing Basel II standards on the buy side
Bernard J. Bresnahan
Abstract
ABSTRACT
The Basel II Accord now requires banks and brokerage firms to establish industry standard controls related to operational risk. The implementation of Basel II standards has demanded enormous resources from the banking and brokerage industry. This article explores the need, merits and practical considerations of implementing similar industry standards to investment management firms, both traditional and alternative managers, or collectively the “buy side”.
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Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/
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