Losses and lawsuits


A regular review of the losses and problems caused for financial firms falling foul of fraud, management failure, human error and other operational hazards, as recorded in the IC2 First Loss Database

CSFB settles with SEC

Credit Suisse First Boston (CSFB) appeared to reap the first tangible benefits of its recent management shake-up in December, when it reached a tentative settlement with the Securities and Exchange Commission, the US financial markets regulator, over its conduct in high-techn

To continue reading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: