Ex-Kidder Peabody Trading Manager Censured For Inadequate Supervision


THE New York Stock Exchange's Division of Enforcement has taken disciplinary action against Melvin Mullin, former head of Kidder Peabody's US government bonds and derivatives trading desks.

Mullin consented without admitting or denying guilt to NYSE findings that he violated exchange rules by failing to properly supervise and control three Kidder Peabody traders: Joseph Jett, Neil Margolin and Peter Bryant.

Each of the three traders manipulated Kidder's trading and accounting systems to falsely

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

If you already have an account, please sign in here.

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here