Instant messaging creates compliance headache


In the post-Eliot Spitzer settlement world, compliance officers are nervous. And who would blame them? In the course of the New York attorney general’s investigation into Wall Street’s more controversial practices, e-mail became one of the favoured means of unearthing information from financial firms, or as one industry insider groused, the “preferred litigation crumb trail for activist plaintiff attorneys”.

But e-mail isn’t the only form of electronic communication that compliance officers have

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At a webinar in association with capital markets technology provider Numerix, panellists discuss the potential for increased adoption of the public cloud to boost investment performance, its impact on risk management and overcoming barriers to…

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