Whitepaper
Price check: is your firm keeping pace with IPV
Independent price verification (IPV) and valuation control are key requirements of financial firms’ compliance, risk management and reporting activities.
Can financial firms grasp the AI opportunity?
Artificial intelligence (AI) has the potential to transform financial firms’ efficiency, insight and competitiveness. Many organisations already make use of predictive AI in areas such as fraud detection or customer communications.
Risk management strategies for revenue maximisation in financial services
This white paper discusses proactive risk management in financial services, focusing on automated solutions and artificial intelligence/machine learning technologies to enhance revenue assurance and operational efficiency.
Risk, portfolio margin, regulation: regtech to the rescue
This Whitepaper addresses the complexity of today’s risk environment for market professionals which can only be fully met with a regtec approach. Cost, competition, technology capability, and regulation influence and drive decision making.
The power of three: how technology, service and expertise can transform investment operations
A white paper offering helpful considerations and first-hand insight on investment operations, addressing the power of three elements: technology, service and expertise
Prometeia’s LLM/GenAI validation framework
Prometeia’s LLM/GenAI validation framework: a method to validate generative AI models for financial applications
A guide to home equity investments: the untapped real estate asset class
Despite near-term headwinds, the US housing market remains one of the most resilient asset classes available to private investors.
Vendor spotlight: Dixtior AML transaction monitoring solutions
The Chartis Research report, AML transaction monitoring solutions, considers how, by working together, financial institutions, vendors and regulators can create more effective anti-money laundering (AML) systems.
Outlook for e-FX: opportunities and risks for banks
As electronification spreads into new areas of foreign exchange trading, banks are under pressure to digitise more of their offerings to remain competitive.
Driving a modern operational resilience program
Strengthen your operational resilience processes, meet pertinent regulatory requirements in this space and enhance business continuity practices with the help of high-performance GRC technology
Recovering Greeks from sensitivities
This quantitative paper presents a model-independent method for calculating delta, vega and rho based on a comparison of the sensitivities of any derivative payoff with those of its underlying observables
Stress-testing and capital adequacy in banking: tackling technology challenges
This article builds on the discussions held in a Chartis and Appian webinar, which covered how banks have sharpened their focus on stress tests.
Real-time and historical market data: priorities, preferences and the cloud
This paper focuses on firms’ current market data priorities, the asset classes and geographies they are looking to focus on in the near future, and the benefits they expect moving their historical market data storage and consumption to the cloud
Investment management ‘one analytics view’ for credit bonds and ESG risk factors
A Chartis and MSCI research report that examines how firms must integrate ESG risk analytics with multiple other performance or risk analytics in credit bond portfolios to obtain a meaningful, quantitative and comprehensive investment view
Is your SOFR readiness being put to the test? Let’s talk about post-transition issues and challenges
In this whitepaper, five Numerix experts discuss the issues tied to SOFR impacting the market
Finding the investment management ‘one analytics view’
This paper outlines the benefits accruing to buy-side practitioners on the back of generating a single analytics view of their risk and performance metrics across funds, regions and asset classes.
The new generation of risk
Riskonnect’s 2023 New generation of risk report reveals that the convergence of new risks is increasing pressure on companies to meaningfully change how they manage threats.
In search of clean data: firms navigate data challenges as LLM adoption flourishes
Large language models (LLMs), a form of artificial intelligence (AI) specialising in natural language processing, represent many opportunities for financial services firms to improve investment decisions and enhance risk management.
Diversifying buy-side risk frameworks
This Risk.net paper, sponsored by S&P Global Market Intelligence, outlines the impact of the higher-rate, high-volatility environment on market risk and liquidity risk, and the emerging importance of climate risk.
Bank balancing: optimising margin and capital in a higher-rate environment
This Risk.net paper, which features leading practitioner insights, assesses the challenges banks are facing in the new higher rate environment and the strategies and tools they are using to optimise margin and capital on their derivatives portfolios.
Can ChatGPT unlock better investment portfolio selection?
This whitepaper explores the potential uses of generative artificial intelligence (AI) models, such as ChatGPT, for investment portfolio selection
New challenges for fuel companies in a changing biofuels market
The market for biofuels is undergoing transformative change, driven by ambitious regulation and rising demand from corporates looking to decarbonise to hit net-zero pledges.
Post-trade processing via NYFIX matching
This case study highlights a global asset management firm’s successful adoption of NYFIX Matching, a product from Broadridge Trading and Connectivity Solutions, to address challenges in post-trade processing
The move to T+1: this time is different
This white paper, created by Broadridge, outlines its NYFIX Matching solution, which offers a tailored road map, leveraging robotic process automation and artificial intelligence, ensuring a smooth transition.