MAD world
Hedge fund managers might unwittingly be exposing themselves and their firms to compliance risks by failing to fully address the Market Abuse Directive. Should they act now and review internal policies and systems as a key part in abuse detection?
With the UK’s Financial Services Authority (FSA) announcing this March that City firms and executives will face higher fines for insider dealing and other financial misdemeanours, should hedge fund managers be fully assessing whether their firms’ internal systems and procedures are robust enough to prevent and spot market abuses – before the regulator pounces with hefty fines? It serves as yet
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