Skip to main content

SEC offers more SOX relief

WASHINGTON, DC – The Securities and Exchange Commission (SEC) has given further relief to smaller public companies by extending once more compliance dates for internal control requirements under 2002's Sarbanes-Oxley Act

At an open meeting held in September, the Commission voted to extend compliance for non-accelerated filers, including non-accelerated foreign filers. Under the new compliance schedule, such companies will be required to comply with Section 404 for their fiscal year ending on or after July 15, 2007. But foreign private issuers that are accelerated filers will be required to comply, beginning with

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Want to know what’s included in our free membership? Click here

Show password
Hide password

Emerging trends in op risk

Karen Man, partner and member of the global financial institutions leadership team at Baker McKenzie, discusses emerging op risks in the wake of the Covid‑19 pandemic, a rise in cyber attacks, concerns around conduct and culture, and the complexities of…

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here