Email and IM Compliance: Have you got mail?

- Risk Staff
- 03 Nov 2004

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Much is being publicised about the changing regulatory environment in the US-domiciled hedge fund industry. The Securities and Exchange Commission (SEC) will shortly determine whether hedge funds will be required to comply with the rules and regulations adhered to by registered investment advisers, as the 'comment' period set aside for industry participants to air their views pertaining to the proposed 203(b)(3)-2 regulations expired on September 15.

One issue that many funds are addressing

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