FSA issues final research conflict-of-interest rules
Regulatory Update
"These proposals clarify how we expect firms issuing investment research to conduct themselves," said Christina Sinclair, head of the business standards department at the FSA. "Our objective is to improve confidence in the integrity of financial markets. Our requirements recognise that conflicts can affect investment research on products and markets beyond equity securities and include fixed income. But they are flexible framework requirements, which can be implemented across a broad range of
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