Legal and compliance risk roles evolving


Tortoriello, who advises banks on regulatory and compliance issues, said the focus of legal and compliance functions is shifting from a compliance model focused primarily on adherence to existing laws and regulations to one that targets a more complete involvement in enterprise-wide risk management creation of firm-wide compliance values.

In his presentation to the Securities Industry Association (SIA) compliance and legal annual seminar on Securities activities of banks in the GLB era: anti

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