Operational Risk & Regulation - Vol 8 No 11
Articles in this issue
Credit loss catches Bank of America
LOSSES & LAWSUITS
Capital One loses in mortgage closure
LOSSES & LAWSUITS
Lloyds TSB Faces money laundering charges
LOSSES & LAWSUITS
UBS expects subprime losses of $680 million in third quarter
LOSSES & LAWSUITS
FSA fines lifetime mortgage adviser
LOSSES & LAWSUITS
The fight continues
OR&C INTELLIGENCE - FINANCIAL CRIME
What's wrong with the risk-based approach?
The risk-based approach to regulation is under fire. In the UK, the Northern Rock debacle could result in a reworking of the supervisory system, which is being criticised as too hands-off. Defenders of the system point out that a failure such as Northern…
A quantum shift
SPONSORED STATEMENT
Merrill Lynch suffers subprime woes
LOSSES & LAWSUITS
The convenient untruth
SPONSORED STATEMENT
No rest before Mifid
The November 1 implementation deadline is upon us. But just how ready were Europe and its financial services firms for the Markets in Financial Instruments Directive ? Victoria Pennington uncovers the real story behind Mifid's progress
Summer of discontent
Peter Madigan takes a look at how regulators in the US, UK and Europe have reacted to the events of the past summer, and the many rules and regulations practitioners can expect to face this autumn
GRC Roundtable: Getting the edge
SPONSORED STATEMENT
You only live twice
Richard Barrett's previous life in the UK Secret Intelligence Service has prepared him well for his role as the UN's co-ordinatior of anti-terrorist efforts. He talks to Nick Kochan about how effective financial regulation is in the fight against…
Sebastian Fritz-Morgenthal, Bradley Rock, James Elder
CHANGING HATS
Setting the scene
Scenario analysis is often used to plug the gaps that conventional data can't fill. But it might have more to offer. Duncan Wood investigates
Basel II language issues disadvantage insurance industry
NEWS IN BRIEF
