Operational Risk & Regulation - Vol 5 No 2
Articles in this issue
Firms seek reputational risk solutions in light of the Parmalat scandal
Implementation Outlook
Understand qualitative aspects of operational risk first, says DTCC
Implementation Outlook
RiskBusiness recruits more op risk experts
Implementation
EU Commission considers changes to op risk framework
Regulatory update
Industry fury over UK Treasury stance on guidance notes
Anti-money laundering
FX committee to review op risk and trading guidelines
Regulatory update
Technology briefs
Technology briefs
BITS publishes aggregation guidelines
Technology
All change on the BIS op risk team
Regulatory update
US customer privacy laws are weak, says Financial Insights
Regulatory update
Mitsubishi implements Portia
Technology
Treasury increases FinCEN budget
Anti-money laundering
Regulatory briefs
Regulatory update
US Congressman blasts Basel II while supervisors forge ahead
Regulatory Update
Schraa appointed IIF director
Regulatory update
Losses and lawsuits
Loss database
Constructing an operational event database
Technical focus
Big US banks forced to adopt Basel II, says expert
Regulatory update
BarCap installs Mantas’ trading and AML-monitoring software
Anti-money laundering
Profile: People’s Bank implements Basel II
Cover story
EU transparency directive flawed, say FMLC and SIA
Regulatory update
Willis launches operational risk division as rules evolve
Implementation
NAB scandal highlights op risks in trading, yet again
Regulatory update
Aon warns of political risk in lucrative emerging markets
Implementation outlook
Third AML directive to be introduced by June
Anti-money laundering
SEC moves to clean up trading abuses in funds
Cover story
Trag makes new appointments
Implementation
