Operational Risk & Regulation - Operational Risk & Regulation September 2013
Articles in this issue
OCC's DuChene warns smaller banks to beware of cyber threat
As cyber threats continue to grow for financial institutions, it’s no surprise that regulators are becoming increasingly concerned about the operational risks they give rise to. The OCC’s Carolyn DuChene talks to OpRisk about banks’ increased reliance on…
AML KYC data collection brings benefits as well as challenges
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money laundering teams face the same challenge – but meeting it could…
Arms-length banking a problem for AML in Cyprus
Cypriot regulators trying to rebuild the island's reputation are taking shots at the use of "introducers" acting for foreign customers
Bitcoin, money laundering and compliance risk
Small but growing, electronic currencies promise privacy and anonymity for users – and plenty of new issues for banks
Growing AML raises privacy concerns: editorial
The challenge of AML continues to evolve, but banks need to beware of overreaching
Operational risk and the great financial crisis
Five years on, how much do we actually know about the op risk impact of the crisis?
Fatca risks internal wranglings in FFIs
The Fatca tension
Still no end in sight for US banks' parallel run
Overtaken by events
Top five losses: Citi/UBS in forced mortgage repurchases
Operational risk loss data – July 2013
UK fraud down slightly as trends reverse
UK fraud down slightly as trends reverse
