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Mitsubishi implements Portia

Tokyo -- Mitsubishi Trust and Banking, one of Japan’s largest investment management institutions, announced in early February that it had implemented Thomson Financial’s Portia portfolio management package.

Asset management is a rapidly developing market for tools that aid firms’ regulatory compliance and reduce operational risks. For example, a famous court case in the UK between Unilever and Merrill Lynch in 2001 focused firms on the potential for trouble in portfolio compliance, while a recent crackdown by the US Securities and Exchange Commission on various illegal practices conducted by mutual

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Emerging trends in op risk

Karen Man, partner and member of the global financial institutions leadership team at Baker McKenzie, discusses emerging op risks in the wake of the Covid‑19 pandemic, a rise in cyber attacks, concerns around conduct and culture, and the complexities of…

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