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New SEC derivatives rule – What mutual fund managers need to know about risk and regulations

The panel

  • Moderated by: Phil Harding, Commercial Editor, Risk.net
  • Philip Hinkle, Partner, Dechert
  • Ping Jiang, Head of Multi-Asset Solutions, Americas, Qontigo
  • Lance Dial, Managing Director and Counsel, Wellington Management

The US Securities and Exchange Commission (SEC) has adopted Rule 18f-4, which requires registered funds and business development companies to implement a robust regulatory framework for derivatives use. This webinar provides a comprehensive overview of the new rule and what mandatory risk measurements need to be adopted within the reporting framework.

Topics discussed:

  • Legal knowledge on the new rule and its associated regulatory requirements
  • Risk measurements of value at risk, stress tests and backtests
  • Insights for implementing new mandates.
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