SEC scrutiny blamed for stifling active ETF market

analytics-under-scrutiny

The US Securities and Exchange Commission (SEC) lifted its moratorium on reviewing actively managed exchange-traded funds (ETFs) that make use of derivatives last December. But industry sources say sponsors wishing to list the products still face long waiting periods with the regulator's Division of Trading and Markets.

In a speech on December 6, Norm Champ, director of the SEC's Division of Investment Management, said the division would no longer defer processing applications for actively

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact [email protected] to find out more.

To continue reading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here: