PFPC launches mutual funds solution

COMPLIANCE TOOLS

Rule 22c-2 requires, among other things, that mutual fund companies enter into agreements with their intermediaries, such as broker-dealers, that hold shares on behalf of other investors in so-called 'omnibus accounts'.

These agreements must provide mutual funds with access to information about transactions in omnibus accounts to enable the funds to enforce restrictions on market timing and similar abusive transactions.

The PFPC solution is a web-based monitoring tool with access to over 50

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