Jardine Fleming Restructures Hong Kong Compliance Group


JARDINE Fleming, the Hong Kong-based investment fund manager, is to restructure its compliance operations and trading procedures in the wake of last month's "rogue trader" scandal, which cost the company some £13 million.

Officials at Jardine Fleming say they are co-operating with regulators from the UK's Investment Management Regulatory Organisation (Imro) and its Hong Kong counterpart, the Securities and Futures Commission (SFC).

The fund has appointed Mark White as chief operating officer o

To continue reading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: