Isda AGM: Industry associations publish principles for retail structured products

The non-binding principles focus on the relationship between product providers and distributors, often private banks, and detail the regulatory obligations of both parties as well as distributor, provider and product suitability.

Isda, the European Securitisation Forum, the International Capital Market Association, the London Investment Bankers Association and the Securities Industry and Financial Markets Association all collaborated on the document, which is designed to be applied globally. Comments on the proposals are sought before May 30.

  • LinkedIn  
  • Save this article
  • Print this page  

You need to sign in to use this feature. If you don’t have a account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: