SEC redefines operational risk

Risk staff
01 Dec 2003

Tweet
Facebook
LinkedIn
Save this article
Send to
Print this page

In the long process of producing the new Basel Accord on bank regulatory capital, US regulators have garnered a reputation for going their own separate ways on key issues. The Securities and Exchange Commission (SEC) is no exception. Most financial industry executives were unaware that the SEC was working on its own version of a Basel II implementation code for investment banks and broker-dealers; and they would have been even more surprised on reading what the SEC has produced.

The SEC has

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact [email protected] or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to print this content. Please contact [email protected] to find out more.

You are currently unable to copy this content. Please contact [email protected] to find out more.

You may share this content using our article tools. Printing this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email [email protected]

You may share this content using our article tools. Copying this content is for the sole use of the Authorised User (named subscriber), as outlined in our terms and conditions - https://www.infopro-insight.com/terms-conditions/insight-subscriptions/

If you would like to purchase additional rights please email [email protected]