SEC redefines operational risk

New Angles

In the long process of producing the new Basel Accord on bank regulatory capital, US regulators have garnered a reputation for going their own separate ways on key issues. The Securities and Exchange Commission (SEC) is no exception. Most financial industry executives were unaware that the SEC was working on its own version of a Basel II implementation code for investment banks and broker-dealers; and they would have been even more surprised on reading what the SEC has produced.

The SEC has in

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here