Risk management/Operational risk
Singapore op risk charge many times greater than Solvency II
Increased capital charges for equity and credit spread risk are fine
Risk Books: Risk Transparency
Sanjay Sharma talks about risk transparency and how his book helps achieve it.
GRC software makes inroads in US utility sector
Grid reliability and cybersecurity rules generate interest
Banks ignoring business continuity management
Business continuity slipping down the agenda for financial institutions
Fed and FDIC living wills 'wholly misunderstood' by US banks
First-wave filers unclear on regulators' resolution expectations
FinCen AML advisory notice a warning shot to banks
Banks must heed advisory message promoting compliance culture
Conduct risk rush a worry, says State Street op risk head
Setting up conduct risk units in a hurry may hamper op risk management
Fatca compliance slowing down after 'ambiguous' IRS notice
Three months after IRS notice, Fatca compliance programmes slackening
Fatca compliance at risk via third parties, expert warns
Questions on compliance within third parties need to be more focused
Bank of America fined $1.27bn for defrauding mortgage agencies
Bank pays fine for mortgage fraud in the lead-up to the financial crisis
OpRisk Asia 2014: photogallery
Free-to-view photographs from the OpRisk Asia 2014 conference
Proposed bitcoin regulations 'unworkable' in current form
NYDFS proposes bitcoin regulations that experts say go too far
Late AIFMD applications 'may face less scrutiny' by FCA
Last-minute AIFMD applications may be rushed through by regulator
US banks shunning bitcoin over regulatory fears
Regulatory constraints likely to continue holding back crypto-currencies
Compliance culture an issue for non-US banks, expert warns
Foreign banks struggling to comply with US rules, as BNPP fine shows
Conflict resolution was lacking at Paradigm, expert says
Inadequate conflict resolution led to SEC whistleblower retaliation case
Fatca withholders to struggle without crucial instructions
Days to go until Fatca deadline and instructions still not published
Operational risk modelled analytically
Regulators require banks to use an internal model to compute a capital charge for operational risk, which is thought to be sensitive to assumptions on dependence between losses that still remain a matter of debate. Vivien Brunel proposes an analytical…
Whistleblower costs will rise further for Paradigm Capital
SEC whistleblower case will bring more than just monetary fine
Sponsored video: Operational risk and the challenges of defining and dealing with conduct risk
Operational risk and the challenges of defining and dealing with conduct risk
Building an invisible framework for risk management
Invisible framework enables risk management in a more efficient manner
Conflicts of interest a key concern for Finra
Management of conflicts of interest needs attention, says regulator